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Regulators have made clear that existing compliance and
confidentiality rules apply to Artificial Intelligence systems.
Governance
• Use case development/access
• User access controls
• Proprietary documents
• Internal database access
Compliance
• Record conversations
• Block suspicious activity
• Flag issues for human attention
• Integration with 3rd party tools
Risk Management
• Stop malicious use
• Stick to use case
• Protect confidentiality
• Avoid LLM completion fails
Cybersecurity
• Block hacking
• Update signature files
• Geographic blocker
• User monitoring 24/7
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